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Charles A. Durham

Background

Charles A. Durham, Executive Director, joined Sterling Capital Management in 2018 and has investment experience since 2002.  Charlie is Chief Compliance Officer with years of compliance experience supporting investment advisers, investment companies and broker-dealers. Prior to joining Sterling, he worked for Brown Brothers Harriman & Co. where he was the Compliance Advisory Officer to Brown Brothers Harriman’s Private Banking and Investment Management lines of business and the Head of Brown Brothers Harriman’s Compliance Services Group, with primary responsibility over compliance policies and procedures, compliance risk assessments, and compliance testing and monitoring.  Selected prior experience includes AIG Asset Management and Smith Barney when it was part of Citigroup. Charlie received a B.A. in Policy Studies from Syracuse University and an M.B.A. in Finance from Fordham University. 


Area of Focus

  • Compliance

Previous Experience

  • Brown Brothers Harriman & Co.
  • AIG Asset Management
  • Smith Barney

Education

  • B.A. Syracuse University
  • M.B.A. in Finance from Fordham University

Affiliations and Professional Licenses

  • Securities Industry and Financial Markets Association (SIFMA)
  • Investment Company Institute (ICI)
  • Investment Adviser Association (IAA)
  • FINRA Series 7, 24, 9, 10 & 63
Charles A. Durham
Charles A. Durham

Executive Director

Chief Compliance Officer

(704) 927-4143

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Investment advisory services are available through Sterling Capital Management LLC, a separate subsidiary of Truist Financial Corporation. Sterling Capital Management LLC manages customized investment portfolios, provides asset allocation analysis and offers other investment-related services to affluent individuals and businesses. Securities and other investments held in investment management or investment advisory accounts at Sterling Capital Management LLC are not deposits or other obligations of Truist Financial Corporation, Truist Bank or any affiliate, are not guaranteed by Truist Bank or any other bank, are not insured by the FDIC or any other federal government agency, and are subject to investment risk, including possible loss of principal invested.