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Compliance Team

Jodi Stern

Compliance Analyst



Jodi M. Stern, Director, joined Sterling Capital Management in 2011 and has investment experience since 1998. Jodi is a compliance analyst focusing on Sterling’s core compliance, mutual funds, and governance. Prior to joining Sterling, she served as a legal and compliance analyst for Merrill Lynch Investment Managers and a mortgage regulatory compliance analyst for Quest Advisors. Jodi received her B.S. in Business Administration from Monmouth College and her paralegal degree in Securities and Finance from NYU School of Continuing Education.

Area of Focus

  • Compliance Testing, Monitoring and Reporting

Previous Experience

  • Quest Advisors
  • Womble Carlyle Sandridge & Rice LLP
  • Merrill Lynch Investment Managers


  • B.S. Monmouth University
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