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Compliance Team

Kathy Roche

Compliance Analyst



Kathy M. Roche, Director, joined BB&T Asset Management in 2007 and Sterling Capital Management through merger in 2010. She has investment experience since 1986. Kathy is a compliance analyst focusing on Sterling’s core compliance, mutual funds, and governance. Prior to joining Sterling, she served as a mortgage loan professional with GE Capital. 

Area of Focus

  • Compliance

Previous Experience

  • G.E. Capital
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