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Compliance Team

Shital Desai

Director
Compliance & Risk Officer

704.927.4179

Background

Shital Desai, Director, joined SCM in 2012 and has over 20 years of industry experience. Shital is a Compliance & Risk Officer focusing on SCM's marketing, portfolio compliance, and trade advisory. Prior to joining SCM, she served as compliance analyst for Ally Bank. Her background also includes positions as senior risk and compliance analyst for Wachovia Corporation and senior compliance officer with Banc of America Securities LLC. Shital received her B.S. in Business Administration from the University of North Carolina at Chapel Hill and her M.B.A. from Queens University's McColl School of Business.

Area of Focus

  • Compliance & Risk

Previous Experience

  • Ally Bank
  • Evergreen Investments, Wachovia

Education

  • B.S. University of North Carolina- Chapel Hill
  • M.B.A. Queens University
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