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Separately Managed Accounts

Small Cap Value

Overview

Inception
Date

12.31.2001

Account
Minimum

$100,000

Philosophy

  • We believe that undervalued stocks offer superior appreciation potential with reduced volatility
  • Focused on relative value: identifying stocks which are undervalued versus their peers
  • Aim to add value primarily through positive stock selection across economic sectors
  • Our long-term perspective values companies with multi-year catalysts and produces low portfolio turnover

Process

  • Disciplined "Relative Value" Approach Combines the Benefits of both Quantitative and Fundamental Research
  • Quantitative Analysis: reduces the small cap universe to a select group of undervalued stocks with favorable earnings and price momentum characteristics
  • Qualitative Analysis: identify those undervalued stocks which possess a fundamental catalyst to drive earnings and valuation

Small Cap Value

Management

View professional designations disclosures

Photo of Gerald  Van Horn

Gerald Van Horn, CFA®

Portolio Manager

Photo of Andrew  DiZio

Andrew DiZio, CFA®

Associate Portfolio Manager

Photo of Shawn  Gallagher

Shawn Gallagher, CFA®

Associate Portfolio Manager

Performance

All Performance as of 12.31.2022

Term QTR YTD 1 Year 3 Years 5 Years 10 Years Since Inception1
Small Cap Value (Gross) 9.22 -13.80 -13.80 5.51 5.01 10.15 10.38
Small Cap Value (Net) 9.14 -14.32 -14.32 4.76 4.22 9.27 9.41

1Performance inception date is 12.31.2001.

Performance is preliminary and is annualized for periods longer than one year. Net of fees performance returns are presented net of the investment management fees and trading expenses. “Pure” Gross of fees performance returns do not reflect the deduction of any fees including trading costs; a client’s return will be reduced by the management fees and other expenses it may incur. Investment management fees are described in Sterling Capital’s Form ADV 2A. Performance reflects the reinvestment of interest income and dividends and realized capital gains. The performance presented represents past performance and is no guarantee of future results. Performance is compared to an index, however, the volatility of an index varies greatly and investments cannot be made directly in an index. Market conditions vary from year to year and can result in a decline in market value due to material market or economic conditions. The Performance and Portfolio Characteristics is considered Supplemental Information to the Composite Disclosure Presentation which is attached. Source: MSCI, S&P, FactSet, Sterling Capital Management Analytics.

Small Cap Value

Materials

SMA

Insights

02.03.2023

The Lead - Dividends Shined in 2022

- In May 2021, we began discussing the importance of dividend-paying stocks and those that raise their dividends as interest rates and infla...

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02.03.2023 • Andrew Richman, CTFA

Powell’s Disinflation Comments Surprise

While The Federal Reserve (Fed), as expected, once again reduced their pace of rate hikes from 50 to 25 basis points, the market’s real fo...

01.04.2023

The Lead - "Resilient Dividends"

Since we began publishing The Lead in 2015, our primary purpose has been to communicate our investment philosophy and process as an investme...

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12.15.2022 • Andrew Richman, CTFA

Fed Raises Rates - More Work to Do

The Federal Reserve (Fed), as expected, raised rates by another 50 basis points (bps) at their final meeting of 2022, December 14.

12.09.2022

3rd Quarter 2022 Market Review: Special Opportunities SMA

Speakers: Co-Portfolio Manager Joshua L. Haggerty, CFA®, and Client Portfolio Manager Whitney L. Stewart, CFA®

11.07.2022

3rd Quarter 2022 Market Review: Equity Income SMA

Speakers: Portfolio Manager Charles (Chip) J. Wittmann, CFA® , and Client Portfolio Manager Whitney L. Stewart, CFA®

Contact

Learn more about Sterling Capital solutions and services.

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